Market Turnover
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Private Reprimands
Some disciplinary actions conclude with the imposition of a private reprimand. The link below will take you to our private reprimands page.

Public disciplinary sanctions issued since 2018 can be found below. For disciplinary sanctions published prior to 2018, please refer to Quick Links or Advanced Search on this page.

Note that all disciplinary sanctions are based on the specific facts and circumstances of each case, and should not be construed as precedents for future decisions.

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